EPSTEIN
page 4 / 347 . OCR, unverified
12004
Account Number:
FINANCIAL TRUST COMPANY INC
June 01, 2004 - June 30, 2004
JPMorgan Chase Bank
345 Park Avenue. New York, NY 10154-1002
JPMorgan Private Bank
Asset Account Portfolio
Page 43 of 72
Pound Sterling Activity by Date
Settlement
Date
type
continued
Quantity
Demeription
Realized
Amount
Gantosa USD
Amount USD
Jun 14
Spot FX
- 9,219,500 SPOT CURRENCY TRANSACTION - BUY
5,000,000.00
9,219,500.00
BUY GBP SELL USD
SPOT RATE :
1.843900000
TRADE 6/10/04 VALUE 6/14/04
POUND STERLING
U S DOLLAR
Jun 17
FX Opt Asgn'D
- 9,125,000 SPOT CURRENCY TRANSACTION
5,000,000.00
9,165,062.78
SETTLEMENT OF ASSIGNED FX OPTION
BUY GBP SELL USD
TRADE 6/15/04 VALUE 6117/04
Jun 17
Spot FX
9,096,000 SPOT CURRENCY TRANSACTION - SALE
- 5,000,000.00
- 9,096,000.00
BUY USD SELL GBP
SPOT RATE :
1.819200000
TRADE 6/15104 VALUE 6/17/04
U S DOLLAR
POUND STERLING
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00032322
SDNY_GM_00301520
EFTA01507298
--- SOURCE: IMAGES__0119__EFTA01507299.txt ---
METADATA_SOURCE: IMAGES0119
METADATA_FILENAME: EFTA01507299.pdf
----------------------------------------
12004
Account Number:
FINANCIAL TRUST COMPANY INC
June 01, 2004 - June 30, 2004
JPMorgan Chase Bank
345 Park Avenue. New York, NY 10154-1002
JPMorgan
Private
Bank
Asset Account Portfolio
Page 44 of 72
Account Transactions by Currency
S African Rand Activity Summary
Amount this
P•1106
Amount
ro paro
Beginning Balance
.00
Credits
Foreign Exchange
12,535,000.00
77,920,000.00
Debits
Foreign Exchange
-12,535,000.00
- 77,920,000 00
Ending Balance
.00
S African Rand Activity by Date
Statement
Date
Type
Quantity
Description
Realized
Amount
GainiLoss USD
Amount USD
Jun 28
Spot FX
- 1,998,405.74 SPOT CURRENCY TRANSACTION - BUY
12,535,000.00
1,998,405.74
BUY ZAR SELL USD
SPOT RATE : 6.272500000
TRADE 6/24/04 VALUE 6/28/04
S AFRICAN RAND
U S DOLLAR
Jun 28
FX Opt Asgn'D
2,000,000 SPOT CURRENCY TRANSACTION
- 12,535,000.00
- 2,020,145.04
SETTLEMENT OF ASSIGNED FX OPTION
SELL ZAR BUY USD
TRADE 6/24/04 VALUE 6/28/04
Jun 29
Expired Opt
50.140.000 ZAR CALL USD PUT
FX EUROPEAN STYLE OPTION
JUN 24, 2004 (2 6.2675
EXPIRATION OF WRITTEN FX OPTION
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00032323
SDNY_GM_00301521
EFTA01507299
--- SOURCE: IMAGES__0119__EFTA01507300.txt ---
METADATA_SOURCE: IMAGES0119
METADATA_FILENAME: EFTA01507300.pdf
----------------------------------------
Account Number O 30171-00-5
FINANCIAL TRUST COMPANY INC
June 01, 2004 - June 30, 2004
JPMorgan Chase Bank
2004
345 Park Avenue, Nen York, NY 10154-1002
ii3JPMorgan Private Bank
Asset Account Portfolio
Page 45 of 72
Account Transactions by Currency
Swiss Franc Activity Summary
Amount INS
Priv100
AMMO:
to On
Beginning Balance
.00
Credits
Foreign Exchange
12,495.000 00
12,495,000.00
Debits
Purchases of Securities
- 10.000,000 00
- 10,000,000.00
Foreign Exchange
- 2.495.000 00
- 2,495,000.00
Ending Balance
.00
Swiss Franc Activity by Date
Settlement
Dare
Type
Ouanuty DeaulptIon
Rtatrzed
Amin
0diraCtid VSO
Amaral/SD
Jun 11
Spot FX
- 8,003,201.28 SPOT CURRENCY TRANSACTION - BUY
10,000,000.00
8,003,201.28
BUY CHF SELL USD
SPOT RATE : 1.249500000
TRADE 6.109/04 VALUE 6/11)04
SWISS FRANC
U S DOLLAR
Jun 11
Spot FX
1,997,278.26 SPOT CURRENCY TRANSACTION - SALE
- 2A95,000 00
- 1,997,278.26
BUY USD SELL CHF
SPOT RATE : 1.249200000
TRADE 6/09/04 VALUE 6111)04
U S DOLLAR
SWISS FRANC
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00032324
SDNY GM_00301522
EFTA01507300
--- SOURCE: IMAGES__0119__EFTA01507301.txt ---
METADATA_SOURCE: IMAGES0119
METADATA_FILENAME: EFTA01507301.pdf
----------------------------------------
12004
Account Number
FINANCIAL TRUST COMPANY INC
June 01, 2004 - June 30, 2004
JPMorgan Chase Bank
345 Park Avenue, New York, NY 10154-1002
JPMorgan Private Bank
Asset Account Portfolio
Page 46 of 72
Swiss Franc Activity by Date
continued
Settlement
Date
Type
Realized
Q.ant4 asealprion
Osintoss USD
Amount
AMOun t USD
Jun 11
Spot FX
Jun 14
Purchase
- 1,996,798.72 SPOT CURRENCY TRANSACTION • BUY
2,495,000 00
1,996,798.72
BUY CHF SELL USD
SPOT RATE : 1.249600000
TRADE 6/09/04 VALUE 6/11/04
SWISS FRANC
U S DOLLAR
10,000,000 6 MONTH CHF BASKET STRUCTURE
- 10,000,000.00
- 8,003,201.28
100% PRINCIPAL PROTECTED IN USD
JPMORGAN CHASE LONDON
EXPIRES 12/15/004
PRICED IN CHF
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00032325
SONY GM_00301523
EFTA01507301
--- SOURCE: IMAGES__0119__EFTA01507302.txt ---
METADATA_SOURCE: IMAGES0119
METADATA_FILENAME: EFTA01507302.pdf
----------------------------------------
JPMorgan Chase Bank
2004
345 Park Avenue, Ness York, NY 10154-1002
il3JPMorgan Private Bank
Account Number:
Asset Account Portfolio
Page 47 of 72
FINANCIAL TRUST COMPANY INC